+ 8
Year of experience
1.5 k
Portfolios Handled
+ 28
State Licenses
2.1 k
Worldwide clients
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Financial Consultant

Mr David James

With over 8 years of experience working with nine prestigious firms in the United States, I have accumulated enough experience to manage & improve your investment portfolio. I have successfully passed five brokerage examinations and gotten license registrations in over twenty-eight states.


I have a stellar track record of meeting & exceeding the financial targets of my numerous clients, I will invest my time and substantial experience in making sure you succeed financially.


  • 24/7 Trading & Stock Options Support
  • Easy Trading & Investment Processes
  • Regular Updates & Market Insights
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Work Experience

2018 - Present (4 years)

FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)

Investment Adviser

2016 - Present (6 years)

FIDELITY BROKERAGE SERVICES LLC (CRD# 7784)

Stock Broker

12/07/2018

B STONEX FINANCIAL INC (CRD# 45993)., NEW YORK, NY 10169

Investment Adviser

11/2018 - Present

STONEX FINANCIAL INC. , New York, NY, United States

SENIOR RISK MANAGER

11/2018 - Present

STONEX GROUP INC

Stock Broker | Investment Adviser

12/2016 - 07/2018

GENEVA ENERGY MARKETS, LLC , NEW YORK, NY, United States

SALES-TRADER

05/2006 - 12/2016

CITIGROUP GLOBAL MARKETS INC. ,(CRD#:7059 ) NEW YORK, NY

Stock Broker | Investment Adviser

08/2004 - 12/2016

CITIGROUP GLOBAL MARKETS INC. ,NEW YORK, NY, United States

SALES ASSOCIATE

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My Examinations

Mr David James

Operations Professional Examination | 01/02/2023
NFA Branch Manager Examination | 11/22/2021
National Commodity Futures Examination | 01/18/2019
Securities Industry Essentials Examination | 12/16/2016
General Securities Representative Examination | 05/06/2006
Uniform Securities Agent State Law Examination | 08/30/2006

Client Reviews!

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